About Maybank Securities
Maybank Securities is a fully-owned Investment Banking arm of Maybank, one of Asia's leading banking groups and Southeast Asia's fourth largest bank by assets.
Job Description
A senior role exists for a highly motivated, experienced KYC specialist within the Client Services team where you will be supporting the KYC process for our Institutional, and Prime Brokerage business.
Responsibilities:
- Perform documentation review and advise on KYC matters in partnership with Business and clients
- Perform independent review of KYC documentation, including due diligence checks, name screening, and corroboration of KYC information submitted by clients, in accordance with regulatory requirement and established AML/CFT guidelines
- Collaborate with relevant parties to ensure identified KYC/CDD deficiencies or issues are assessed and documented in a timely manner
- Partner internal stakeholders in servicing direct client queries or requests
- Coach junior team members and manage exception handling
- Assist in the reporting of key onboarding and account management metrics, and data analysis to create awareness and facilitate identification of opportunities to improve existing controls or processes
- Perform continuous review of current operating model to improve service quality, operating efficiency and risk mitigation
- Contribute to transformation initiatives to deliver positive client experience
Our ideal candidate
- Ideally 5 years or more of working experience in KYC/CDD or client onboarding
- Professional certifications such as ACAMS or ICA would be an advantage
- Overall understanding of the client lifecycle process and various types of account structures
- Familiarity with AML/CFT, CRS, FATCA
- Client focused
- Strong analytical skills and risk mindset
- Ability to effectively manage internal and external stakeholders
- Meticulous, coupled with the ability to work under pressure
- Team player with flexibility and adaptability to change
- Excellent MS Excel skills and ability to perform data analysis and articulate observations
We regret that only short-listed candidates will be notified.
