Kroll's Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape. As a Senior Vice President, you will embody drive, embrace change and take risks. You will be innovative and solve problems in our Compliance Consulting business.
RESPONSIBILITIES:
- Managing a portfolio of clients regulated by the MAS, and other global financial services regulators
- Managing a team of consultants, each with own client base
- Preparing compliance and operational policies and procedures
- Setting up the regulatory and governance infrastructure and assisting ongoing monitoring
- Undertaking periodic monitoring reviews at client premises
- Reporting on findings and providing recommendations for procedural improvements to meet regulatory and best practice requirements
- Managing regulatory filing and reporting schedules
- Providing ad hoc regulatory advice and creative solutions
- Updating clients on regulatory change
- Networking and relationship building with industry professionals and industry bodies
- Business development with potential clients
REQUIREMENTS:
- Minimum 8 years of working experience
- University degree in Accounting and Finance is preferred
- Possessed relevant professional qualifications e.g., CA, ACCA, CPA
- Proven experience in a financial services regulatory compliance role, for example within a regulator, a regulated firm or a consultancy
- Detailed understanding of MAS rules and regulations
- Preferable to have detailed understanding of any other financial services regulator's rules and regulations
- Good understanding of financial services and the alternative asset management industry
- Ability to work on own initiative and as part of a team
- Leadership skills, client facing, solutions-focused skills
- Clear, logical thought processes, ability to make decisions and articulate these clearly
- Strong English oral and written communication skills
- Time management skills and ability to work within deadlines
- Solution-driven and problem-solving attitude
- Legal or accountancy background would be useful
In order to be considered for a position at Kroll, you must formally apply via careers.Kroll.jobs
Kroll is committed to equal opportunity and diversity, and recruits people based on merit.
