Legal and Compliance Executive

This position is responsible for daily legal and compliance tasks, including document review, legal research, and corporate governance. This is an excellent and unique opportunity to build a career with an Asia leading financial institution and fund manager, and to gain global and regional experience.

Major Responsibilities:

. Assist in day-to-day handling of legal and compliance matters for our group companies, including matters related to capital market transactions and fund operations.

. Conduct or support compliance risk assessments - working with internal functions and management to help identify, assess compliance risks, and develop, report, and monitor mitigation actions.

. Organize and maintain all corporate and compliance-related records and files.

. Maintain corporate and compliance review schedule, including follow-up of all items required by regulators for legal or audit purposes.

. Act as backup administrative support for regional offices.

. Assist in drafting and reviewing settlement paperwork, contracts, client agreements, corporate documents, corporate certificates, and other legal documents.

. Research and review judicial precedents, domestic and international laws, rules and regulations, published circulars, journals, and articles.

. Monitor contracts and their legal obligations.

. Assist with taking minutes, drafting, or providing advice on the content of minutes when necessary.

. Assist in reviewing minutes to ensure legal requirements are complied with.

. Work closely with the supervisor and team on various legal, compliance, and operational tasks to ensure timely and effective support.

. Assist in all other duties as necessary in line with the job role.

MINIMUM REQUIREMENTS

. Education: Bachelor of Laws (LLB)

. Experience in a financial institution environment is a plus

. Experience: 2-4 Years

. The ability to multitask, priorities, organize information and stakeholder management are essential

. The ideal candidate should be proactive, adaptable, and possess strong analytical and decision-making skills

. Thrive in a team-oriented environment and collaborate with various front and back departments

. Ability to work independently with limited supervision

Training and guidance will be provided to develop the individual.