Compliance Officer

Overview of functions:

We are a CMS licensee and are in the business of Fund Management / External Asset Management (EAM). Our clients include HNW, UHNW, Accredited Investors and Family Offices. In this role, you are responsible for:

. Day to day compliance needs, information finding, reporting and educating business units and staff on compliance issues, covering major regulatory aspects on AML and financial advisory

. Perform regular review and controls to ensure adherence to regulatory requirements and internal policies and guidelines

. Developing appropriate compliance framework, policies and procedures and performing relevant review and updates to the policies and procedures to meet regulatory compliance and Company standards

. Working closely with internal and external parties to ensure compliance and timely regulatory reporting

. Contribute as brand ambassador to the overall professionalism of the organization and represent the business in relevant industry forums and community activities

. Ensuring completion of ad-hoc projects, etc