About CapBridge
CapBridge, a member of FOMO Group, is a leading digital investment platform headquartered in Singapore. As a Capital Markets Services licensee, CapBridge is regulated by the Monetary Authority of Singapore (MAS) to offer top-tier funds, digital asset funds, stocks, bonds, equities, and arrange life insurance products. It provides mass affluent, HNWIs, and institutional clients with seamless access to both private and public markets, meeting clients diverse asset allocation needs.
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Key Responsibilities:
- Perform gap analysis on new/updated regulations which are applicable to CapBridge and 1X
- Drafting & Implementation of Compliance procedures
- Licensing of representatives, including monitoring of employee dealing activities and related party transactions
- Conduct KTT/KYC for customers, counterparties and issuers during onboarding
- Conduct periodic reviews (including trigger reviews) on customers
- Clearing of name screening alerts for customers
- Monitoring of dormant accounts
- Assist HOC in implementing the sales and digital advisory process to cater to retail clients
- Assist HOC in performing the EWRA in conjunction with Operational Risk Management
- Escalating compliance issues to HOC following results of Compliance reviews
- Assist HOC in Group related alignment IT projects, including participating in UAT
- Assist HOC in collating information needed for reporting and audit purposes
- Collaborate with the Group business units to foster a positive compliance and governance culture through effective compliance awareness, engagement, advisory and monitoring programs
Requirements:
- Diploma/Degree in Accountancy, Finance or Business or other relevant qualification
- Minimum 3-5 years of Capital Markets/Insurance/Trust/Private Market/Real World Assets (RWAs) experience in the Financial industry
- Able to perform due diligence during onboarding with experience in conducting KYC with good understanding on SOW /SOF
- Good understanding of MAS AML/CFT regulatory requirements
- Proactive and problem-solver who is creative, with ability to adapt and improvise accordingly
- Meticulous and sensitive in handling clients information
- Ability to work effectively under pressure in a team environment
- Excellent interpersonal and communication skills (Candidate is expected to collaborate with different Business Teams)
- Diligent and firm with high ethical standards
