Job Responsibilities
- Conduct screening and due diligence review on prospects and referral partners before onboarding
- Conduct ongoing monitoring on existing clients
- Responsible for the implementation and enhancement of the Compliance framework within the company
- Conduct post transaction review to ensure adherence to balanced scorecard requirements, regulation and internal policies
- Track the CPD training hours of the licensed representatives and maintain the record keeping
- Prepare and maintain the compliance reports for management and regulatory reporting
- Assess the Outsourced Service Providers and administer the Outsourcing Register of Outsourced Service Providers
- Handle compliance related queries from staff
Job Requirements and Qualifications
- Bachelor's degree, preferably in Business related fields
- Minimum 3 years of compliance experience in the financial services or insurance industry
- Meticulous, good analytical and problem solving skills
- Familiar with Financial Advisers Act (FAA), Insurance Act, MAS Notices/Guidelines or Balanced Scorecard (BSC) framework is an added advantage
HOW TO APPLY:
Interested applicants, please click on Apply Now. We regret only shortlisted candidates will be notified.
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Please read our privacy statement on our corporate website www.trustrecruit.com.sg.
Trust Recruit Pte Ltd
EA License No: 19C9950
EA Personnel: Gao YueWen
EA Personnel Reg No: R23118964
