- Lead Singapore regulatory compliance within a licensed fund management platform
- Ownership of filings, licensing and compliance governance
About Our Client
Our client is a respected global asset management firm with a strong international footprint and an established presence in Singapore. Operating under a Capital Markets Services licence for fund management, the firm manages regulated investment strategies across multiple markets and is recognised for its disciplined governance culture and stable operating platform.
Job Description
- Monitor regulatory developments in Singapore and assess the impact of new or revised regulatory requirements, supporting implementation within the Singapore entity.
- Manage and ensure timely submission of all regulatory filings, surveys, notifications and restricted scheme reporting obligations.
- Oversee licensing matters for the Singapore office, including representative applications, notifications and ongoing regulatory requirements.
- Execute and maintain the compliance monitoring programme, risk assessments and statutory compliance registers (e.g. outsourcing, CPD, breaches, personal account dealing).
- Serve as the primary liaison with external compliance consultants, support Data Protection Officer (DPO) responsibilities, and provide support on AML/CFT reviews and marketing material approvals as required.
The Successful Applicant
- At least 8 years compliance experience within fund or asset management, preferably from a global asset manager.
- Strong working knowledge of the Securities and Futures Act (SFA) and regulatory framework applicable to fund management companies.
- Proven experience managing regulatory filings, licensing matters and compliance monitoring within a CMS-licensed environment.
- Experience maintaining compliance registers and governance documentation.
- Ability to operate independently within a structured global framework while partnering effectively with regional and global stakeholders.
What's on Offer
This role offers the opportunity to join a well-established global asset management platform with a stable and growing presence in Singapore. You will take ownership of Singapore regulatory compliance within a licensed environment, working closely with regional and global stakeholders while operating within a robust governance structure. The organisation offers competitive remuneration aligned with market standards and a collaborative compliance culture focused on long-term stability and excellence.
Michael Page International Pte Ltd | Registration No. 199804751N
