- Ensure continuous adherence to MAS licensing requirements and uphold alignment between local compliance frameworks and global policies.
- Act as a trusted compliance advisor to business leadership, translating regulatory requirements into practical, actionable guidance.
- Collaborate closely with business units to assess new products, initiatives, and activities from a compliance and regulatory perspective.
- Develop and present compliance updates, management information, and reports for board committees and Global Compliance.
- Carry out risk-based compliance monitoring, including oversight of marketing and distribution practices.
- Lead the identification, escalation, and remediation of compliance issues and regulatory breaches.
Requirements
- At least five years of relevant compliance experience within asset management or investment management environments.
- Comprehensive understanding of fund management operations, including investment processes, trade compliance, sales and distribution, and financial crime controls (AML, ABC, fraud, and sanctions).
- Strong knowledge of risk management principles, internal control frameworks, and regulatory compliance best practices.
Interested applicants please send your resume in MS Word format and attention it to Rachel Yeo (R22104385).
Shortlisted candidates will be notified
Data provided is for recruitment purposes only
www.ambition.com.sg
EA Registration Number: R22104385
Business Registration Number: 200611680D. License Number: 10C5117
