About Us
Green Link Digital Bank is Singapore's inaugural wholesale digital bank focusing on supply chain finance, mainly serving MSMEs and aiming to help MSMEs grow and improve digitization.
The Compliance Assurance Associate is responsible for providing independent assurance over the effectiveness of the bank's compliance processes and controls, ensuring adherence to internal policies, regulatory requirements, and governance standards. The role involves conducting compliance assurance reviews, control testing, and root cause analysis to identify control weaknesses, compliance gaps, and recurring risk themes. This position supports continuous improvement initiatives by working closely with business and risk stakeholders to strengthen controls, enhance risk culture, and promote sustainable compliance outcomes.
Responsibilities
- Conduct independent compliance assurance reviews over business processes, controls, and assurance activities to assess adherence to internal policies, regulatory requirements, and governance standards.
- Execute audit‑style testing procedures, including walkthroughs, sample testing, evidence validation, and documentation review, to identify control deficiencies, compliance gaps, and areas of conduct risk.
- Lead root cause analysis on compliance assurance findings using the Bank's RCA and Behavioural RCA methodologies to identify control, decision‑making, behavioural, and cultural drivers of compliance issues.
- Validate and re‑test remediation actions to confirm corrective measures are effective, sustainable, and meet defined issue‑closure criteria.
- Track, monitor, and manage compliance assurance issues, including remediation progress, repeat findings, thematic trends, and formal issue closure status.
- Assess the adequacy of remediation plans to ensure corrective actions address root causes and reduce the likelihood of recurrence.
- Prepare clear, concise management and governance‑level reports on compliance assurance findings, risk themes, and remediation status, providing actionable and risk‑focused recommendations.
- Maintain accurate compliance assurance documentation, testing evidence, issue registers, and audit trails, and engage effectively with key stakeholders to support strong governance outcomes.
- Stay current on regulatory developments, supervisory expectations, and industry best practices relating to compliance assurance, conduct risk, and governance, incorporating insights into assurance methodologies and frameworks.
- Provide support on Internal Audit and regulatory findings, partnering with stakeholders across the first, second, and third lines of defence to ensure timely implementation of corrective actions and ongoing control effectiveness.
Requirements
- Bachelor's degree in business/finance or equivalent experience.
- 4-6 years of experience in compliance testing or Audit experience in the Banking or Financial Industry.
- Excellent communications skills with the ability to operate independently.
- Experience and comfortable in establishing relationships with different departments.
- Self-motivated and a good team player.
By submitting your application, you have given your consent for us to collect, use and retain your data for a year as according to our prevailing data retention and PDPA policies. Should you have any enquiries on our data policy, please contact us at [Confidential Information].
