- Has 1 to 2 years of experience in Compliance, Audit, or Risk Management in asset management or capital markets is preferred
- Experience performing compliance generalist functions including KYC/ AML, regulatory compliance, employee compliance, onboarding verification etc
- Candidates with at least 1 year of relevant compliance experience gained as an intern will also be considered.
Our client is an established and highly regarded PE firm who is in a growth mode. It is looking to hire the following 9 months contract role. For a good performer, there may be an opportunity to be considered for a permanent role (but this is not guaranteed).
Responsibilities
- Conduct employee-related compliance checks, including personal trading, gifts and entertainment, outside business activities, conflicts of interest, mandatory leave monitoring, employee due diligence and compliance training, etc.
- Perform periodic compliance reviews to assess compliance with Singapore financial regulations.
- Perform substantial shareholding monitoring and reporting.
- Coordinate with internal teams to prepare and submit regulatory surveys/filings/ notifications/reporting for the company, its representatives or funds to the Monetary Authority of Singapore.
- Monitor regulatory developments and assess the implications to the company.
- Assist with regulatory audits by internal and external auditors.
- Support compliance and operational initiatives and projects, including the use of AI tools.
- Candidates that demonstrate the required aptitude will be exposed to more regulatory compliance areas.
Requirements
- Degree in Accountancy, Business, Finance, Law or related disciplines from a recognised university, with particular interest in financial regulations.
- Ideally, 1 to 2 years of experience in Compliance, Audit, or Risk Management in asset management or capital markets is preferred. Candidates with at least 1 year of relevant compliance experience gained as an intern will also be considered.
- Experience performing compliance generalist functions, including KYC/ AML, regulatory compliance, employee compliance, onboarding verification etc.
- Good problem-solving skills, especially in the use of AI to improve operational processes
- Self-motivated, meticulous, well-organised, independent and able to multi-task.
- Good command of written and spoken English.
- Able to commit to a 9 months contract role
To apply, pl send your cv in word doc to [Confidential Information]. Pl also include details on your current salary, expected salary and notice period in your cv.
We regret to inform that only shortlisted candidates will be notified.
Posted by:
CAP Consulting (EA license: 14C7175)
Caroline Poh (EA Registration: R1105649)
Date ad is posted - 9 April 2026
