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A leading global asset manager with a strong presence across public and private markets is seeking an experienced regulatory compliance professional to join its Singapore office. The firm is recognised for its collaborative culture, global investment platform, and commitment to delivering innovative investment solutions.
Reporting to the regional Chief Compliance Officer, the role will oversee a broad range of regulatory compliance matters including policy development, regulatory advisory, licensing, compliance monitoring, AML/sanctions, marketing and distribution reviews, trade floor advisory, and business initiatives across Southeast Asia. The successful candidate will also partner closely with senior stakeholders, regulators, auditors, and global compliance teams to ensure the firm maintains a robust compliance framework.
The ideal candidate will have at least 8 years of regulatory compliance experience within asset management or financial services, together with strong knowledge of MAS regulations, regional regulatory frameworks, and investment management activities. This is an excellent opportunity for an experienced compliance professional seeking a regional role within a highly regarded global investment manager offering broad business exposure and stakeholder engagement.
Please submit your resume to Eugene Lim at [Confidential Information], quoting the job title and reference number EL36116. We regret that only shortlisted applicants will be contacted.
Job ID: 151314025
Skills:
risk frameworks , MAS regulations, operational initiatives, Stakeholder Management, Regulatory Compliance, Governance
Skills:
compliance monitoring , Asset Management, anti-money laundering, compliance training, alternatives, Regulatory Compliance, Sanctions Screening, Fixed Income, Equities, global and local regulations, trade floor function
Skills:
Claims Management, Risk Assessment, Problem-solving, Underwriting Processes, capital allocation, Financial Effectiveness, Portfolio Growth, Distribution, Regulatory Compliance, internationalization, Operations, Strategy, Technology Integration
Skills:
transactional , Negotiation, fund product related documentation, Governance, Commercial, Compliance, regulatory experience
Skills:
Technology and Innovation, Monitoring Frameworks, Compliance, Regulatory Guidance, Regulatory Change Initiatives