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*Exciting Re-location Opportunity*
Our Client is a Globally Significant Investment Manager who are looking for a talented Compliance Individual to join their team as a VP in Singapore.
The Team is responsible for managing regulatory risks and helping to preserve the Firm's franchise through ensuring Business and Infrastructure Units compliance with relevant laws, regulations, rules and internal policies and procedures in the APAC region for public and private side investment management businesses.
Key Responsibilities:
Key Requirements:
This is a full-time role based in Singapore and the company will be providing a relocation package for individuals and their families.
Job ID: 153932543
Skills:
AML CFT programme ownership, Compliance monitoring and testing, Transaction Monitoring, ACAMS, Policy training, MAS Notice SFA02-N05, Customer risk due diligence, CGSS certification, ICA Diploma, Suspicious transaction reporting, Corruption Drug Trafficking and Other Serious Crimes Confiscation of Benefits Act 1992, Terrorism Suppression of Financing Act 2002, MAS Notice SFA04-N02, MLRO function
Skills:
Compliance
Skills:
compliance monitoring , FAA, SGX rules, MAS regulations, e-Communication Surveillance, SFA, Regulatory Reporting, NASDAQ SMARTS, Trade Surveillance
Skills:
anti-money laundering, ICA certification, CCEP, PDPA Practitioner certification, personal data protection, anti-bribery regulations, Regulatory Compliance, CCEP-I
Skills:
insider trading requirements, FATCA, CRS, legal functions, Financial Advisers Act, Financial Holding Companies Act, Volcker Rule, Insurance Act, Internal Audit, MAS Notices and Guidelines, Regulatory Compliance