Our client is a global financial services group operating in 30 markets, with 57 years of unbroken profitability. It is looking for a North America Transaction Reporting Specialist to join a small, collaborative global Regulatory Interpretations team. The team supports the accuracy and completeness of derivatives transaction reporting across global markets. It partners closely with business and operations to improve processes, controls, regulatory risk management and compliance culture.
The Role
- Act as the subject matter expert on North American transaction reporting, initially covering the CFTC, SEC and Canadian reporting frameworks.
- Advise on how global reporting requirements apply to a wide range of transactions and new business activities.
- Work across jurisdictions with business, operations and compliance stakeholders.
- Gain broad exposure to derivatives products and regulatory challenges across global markets.
The Candidate
- 8+ years interpreting and applying derivatives regulations (Legal, Compliance or Regulatory Reporting) in banking or financial services.
- Proven ability to assess reporting requirements across multiple products and asset classes. Commodities and/or exchange-traded derivatives (e.g. futures) experience is an advantage.
- Strong analytical and stakeholder management skills, with experience partnering with global teams.
- Understanding of derivatives documentation (trade confirmations, industry definitions, contract terms), which is advantageous.
- Track record of driving and implementing regulatory change across global organisations.
- Collaborative, curious and committed to continuous learning as reporting regimes evolve.
Business Registration Number: 200611680D.
Licence Number: 10C5117 EA Registration Number: R2091912
