Senior Manager/ Manager/ Senior Associate/ Associate, Compliance

Provide regulatory, risk and compliance advice to fund management and asset management clients.

Conduct compliance reviews, internal audits and controls assessments, identifying gaps, risks and areas for improvement.

Perform business process and control reviews, including walkthroughs, control testing and assessment of design and operating effectiveness.

Provide outsourced compliance support, including regulatory reporting, compliance monitoring, regulatory change implementation and AML/KYC reviews.

Assist clients in developing and strengthening risk management and compliance frameworks.

Translate regulatory requirements and industry developments into practical policies, processes and controls.

Prepare clear audit findings, risk assessments and recommendations for remediation.

Manage client and senior stakeholder relationships, including communicating project scope, findings, regulatory updates and recommendations.