Senior Due Diligence Consultant

Wells Fargo is seeking a Senior Due Diligence Consultant to be based in Singapore, supporting the APAC region.

In this role, you will:

• Responsible for conducting first level quality control on customer due diligence files.

• Ensuring that all customer due diligence is completed in accordance with applicable requirements and adheres to the documented policies and procedures.

• Collaborate and partner with the KYC Maker to ensure findings are addressed adequately per KYC Policy and procedures

• Review and analyse ongoing due diligence processes and challenges that require research, investigation, evaluation, and selection of alternatives

• Provide subject matter expertise on documentation and data sources and exercise independent judgment to guide moderate to high-risk deliverables

• Compile and evaluate report results and escalate when necessary to leadership.

• Resolve moderately complex issues and lead team to meet functional area process deliverables

• Leverage solid understanding of the function, policies, procedures and compliance requirements

• Collaborate and consult with peers, colleagues, managers and internal and external customers to resolve issues and achieve goals.

• Conduct trend analysis on common findings and team training where required.

• Provide training to analysts on enterprise and jurisdictional CDD requirements

• Report QC statistics and trends to management

• Liaise with policy team and financial crimes management team on requirement updates

• Assist manager with any ad-hoc audit/testing/regulatory requests

Required Qualifications:

• 4+ years of Due Diligence experience, or equivalent (including risk management, client service, operations support, or business process management) demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• Experience in the Quality control process or an experience in Customer onboarding or Customer ongoing due diligence

• Strong Stakeholder Management skills

• Proficient in Excel and MI reportingis desired