Senior Compliance Officer

Full-time on site

This is a key role, based in Singapore, working within a rapidly growing global commodities brokerage firm headquartered in London. The role requires a range of compliance skills and knowledge, the ability to manage priorities, and to quickly become familiar with new compliance requirements.

The role involves, but is not limited to:

. Primarily, compliance advisory for the brokers and Operations team in Singapore

. Working closely with the London compliance team to support compliance with the firm's regulatory monitoring requirements, including:

o Review of late trade reports and follow-up as appropriate

o Monthly monitoring of trades (audit trails/trade reconstructions)

o Communications monitoring

. Conducting regulatory certification / registration processes in compliance with FCA/NFA requirements

. Maintenance of all relevant compliance registers, records, and files

. Assisting with responses to regulatory inquiries

. Additional ad hoc projects and work as requested by the Senior Compliance Officer or Senior Management

Candidate Requirements:

. Minimum of 5 years compliance experience in the financial services industry, preferably within an institutional brokerage environment.

. An understanding of commodity derivative products is essential in particular, oil markets

. Good knowledge and understanding of:

o FCA regulations, preferably CFTC/NFA rules as well

o ICE and CME exchange rules, particularly as they pertain to block futures trades

. Strong communication skills, both written and verbal

. Strong interpersonal skills and a positive can-do attitude

. Good time management and prioritization skills

. Ability to work in a fast-paced environment

. Strong analytical skills and attention to detail