Senior Compliance Officer, Hedge Fund
Our client is a leading hedge fund, with an expanding global presence. This firm is renowned for its exceptional track record in the market.
We are looking for a Compliance professional with experience in asset management/hedge fund/investment bank/HFT to be based in their Singapore office
Key Roles & Responsibilities
- Ensure compliance with financial regulations through regular reviews
- Develop and enhance the firm's compliance framework, ensuring it aligns with both current regulatory demands and best practices.
- Manage the compliance aspects of MNPI and oversee/manage PA trading policies, ensuring compliance with internal guidelines
- Provide compliance advice and recommendations for improvements to the global compliance framework
- Conduct periodic reviews and updates of compliance policies and procedures to reflect changes in laws and regulations
- Provide training on compliance policies to employees
- Liaise with external regulators and advisors to ensure the firm's compliance strategies are robust and effective.
- Assist in regulatory examinations and audits
Qualifications & Requirements
- Strong experience in a compliance role within the asset management/ hedge fund/ investment bank/ HFT
- Strong knowledge of trading systems, financial regulations, and compliance practices related to trade surveillance, AML/KYC, and MNPI management
- Excellent analytical and problem-solving skills with a keen attention to detail.
- Effective communication and interpersonal skills to collaborate with various stakeholders.
- Proven ability to develop and implement effective compliance programs.
- Ability to thrive in a fast-paced and dynamic environment.
