Provide subject matter compliance advisory across global businesses on cross-border and region-specific requirements and restrictions.
Conduct AML due diligence and respond to AML/KYC inquiries from third parties.
Respond to regulatory inquiries such as surveys
Compliance data analysis
Perform regulatory reviews and reporting
Undertake the investigation and assessment of transaction monitoring alerts.
Collaborate with relevant departments to evaluate and address potential issues identified through transaction monitoring. Ensure that all reviews and investigation conclusions are adequately documented.
Update compliance policies and procedures. Ensure that policies and procedures are aligned with changes in local laws and regulations.
Facilitate effective internal collaboration. Serve as a liaison between compliance and other departments to foster a coordinated approach to compliance. Work collaboratively with legal, risk management, and other teams to address compliance-related concerns and implement corrective actions.
Participate in ad hoc projects and tasks as assigned, ensuring the effective completion of all responsibilities.
Required knowledge, skills and abilities:
The candidate must have at least 5 years of experience.
Experience in interacting with regulators (esp. MAS)
An inquisitive and analytical mind with the ability to proactively identify and analyse problems, and propose viable solutions.
The ability to work to deadlines whilst maintaining a high degree of accuracy and quality; handle multiple tasks and prioritise effectively.
A keen attention to detail as well as an ability to view the bigger picture.
Good understanding of guidelines, reputation and regulatory risks.
Excellent communication skills to liaise with all stakeholders.
