Search by job, company or skills

Senior Associate, Listing Compliance (Maternity Cover)

Senior Associate, Listing Compliance (Maternity Cover)

recruit express pte ltd
2-5 Years
SGD 5,000 - 6,500 per month
  • Posted 17 minutes ago
  • Be among the first 10 applicants

Job Description

Senior Associate, Listing Compliance (Maternity Cover)

Location: Tanjong Pagar
Working Hours: Monday - Friday, 9.00am - 6.00pm
Salary: Up to $6,500 (flexible for slightly higher expectations)
Start Date: ASAP
Contract: Maternity Cover

Key Responsibilities

  • Manage a portfolio of listed companies and monitor their compliance with listing rules.

  • Identify potential non-compliance and investigate possible breaches of regulatory requirements.

  • Respond to queries and provide guidance on listing-related matters.

  • Liaise with listed companies on regulatory issues and follow up on enforcement or disciplinary actions where necessary.

  • Review and process corporate actions and applications within stipulated timelines.

  • Attend meetings with stakeholders, address key issues and prepare meeting minutes.

  • Support initiatives to enhance listing compliance frameworks, procedures and systems.

  • Build strong working relationships with internal teams, listed companies, investment bankers, lawyers, auditors and regulators.

Interested candidates, please send your updated CV to [Confidential Information] or Telegram @jocelynchan.

Jocelyn Chan | Consultant | Recruit Express Pte Ltd (Healthcare & Lifescience). Company EA Licence number: 99C4599. Personnel EA License: R1331820.

More Info

Job Type:
Industry:
Employment Type:

Key Skills

system procedures

Stakeholder Meetings

Implementation of Compliance Requirements

Portfolio Administration

Corporate Processes

working with lawyers

meeting preparation

Answering Enquiries

Collaborate With Internal Team

Similar Jobs

4-6 yrs
Singapore
Skills:
compliance monitoring , regulatory advice, compliance manuals, compliance infrastructure, Regulatory Reporting, compliance programs, compliance policies and procedures, MAS rules and regulations
3-6 yrs
SGD 5,000 - 7,500 per month
Singapore
Skills:
thought leadership , Assurance, Personnel Management, Accounting, Tax, climate change, Cpa, Accountability, Project Management, Sustainability Management, Account Management, Regulatory Compliance, Business Development
2-3 yrs
Singapore
Skills:
Singapore and International Financial Reporting Standards (IFRS), Data Analytics, automation, audit tools, Us Gaap, generative AI, AI-enabled audit tools, audit accounting and regulatory advice, Regulatory Compliance
3-6 yrs
SGD 5,500 - 8,000 per month
Singapore, International Business Park
Skills:
automation, Aml, Data Analytics, transfer agency, Subscriptions, Financial Institution NFE classification, reportable accounts, CRS, capital calls, NAV processes, tax residency, Active and Passive NFE, Kyc, transfers, investor onboarding, reporting processes, controlling persons, FATCA, AI-enabled tools, self-certification, distributions, redemptions, investor reporting, Fund Accounting, investor registers
4-6 yrs
Singapore
Skills:
AML Compliance, AML Risk Assessments, Transaction Monitoring, PEP Screening, CFT, CDD, EDD, Kyc, Regulatory Compliance, Risk Management