- Ensure all necessary approvals are obtained and that Business instructions comply with clients signing mandates and procedures
- Work closely and coordinate with Front Office, internal teams, custodians, and counterparties
- Handle daily securities transfer requests from initiation through to completion
- Process transfer requests in a timely and accurate manner
- Manage and resolve failed transfers effectively
- Comply with established procedures, control guidelines, regulatory requirements, and compliance standards
- Provide efficient and seamless support to the Front Office
- Escalate any deviations from procedures in a timely manner
- Oversee and reconcile stock and cash breaks effectively
- Perform end-of-day control checks
- Carry out Risk & Control Self-Assessment (RCSA) reviews
- Ensure exception handling is aligned with the defined framework
- Address Business queries within agreed timelines or escalate to the appropriate parties
- Identify control gaps and collaborate with the team to improve process efficiency and implement enhancements
- Contribute to projects as required
Interested candidates, please email your resume to [Confidential Information]
Anna See Sing Yee
CEI Reg R25157535
Recruit Express Pte Ltd
EA License No: 99C4599
We regret that only shortlisted candidates will be contacted
