Regulatory Compliance Officer
Job Description
- In charge of all regulatory developments and advisory matters (Banking Act, SFA, FAA)
- Business control line for the Branch's MAS-regulated activities (Capital Market Products)
- Second line testing of key compliance risk areas, internal controls, and transaction monitoring
- Oversees the third-party risk management control function
- Responsible for all MAS SFA/FAA submissions and notifications
Requirement
- Minimum 2 years of relevant regulatory compliance experience within a Banking environment
- Comprehensive knowledge of business standards, policies and procedures in a Banking environment (Private Banking is a plus).
- Well versed in Banking Act, Securities and Futures Act (SFA) and Financial Advisers Act (FAA) advisory
- Excellent communication and presentation skills
Ready to make an impact We'd love to hear from you! Apply today by sending your resume to [Confidential Information] or click apply now!
..We regret to inform that only shortlisted candidates would be notified
Talentvis Singapore Pte Ltd | EA License No: 04C3537
EA Personnel Name: Sherwin Wong | EA Personnel No: R1770151
