Regulatory Compliance Officer (Associate)
Roles and Responsibility
- Produce reports for governmental and regulatory requirements.
- Conduct gap assessment in relation to regulatory obligations.
- Identify and assess compliance-related risks within the organization.
- Develop and implement policies and procedures to ensure compliance.
- Monitor adherence to policies and procedures, and conduct compliance audits.
- Conduct KYC procedures for onboarding, periodic checks, and trigger reviews for various customer types.
- Execute sanction screening processes, including adverse news searches, and assess information from credible sources.
Requirements
- Diploma or Bachelors with at least 1 year of AML experience, Sanction and Compliance experiences in Banking Area
- Ability to work independently, enthusiastic in learning, and attention to detail
- Acquired Good Knowledge of AML regulations, such MAS Notices and Guidelines
- Any of Relevant AML/Compliance Certificate holder will be advantageous
