We are partnering with an established international financial services firm with a growing presence in Singapore. As part of their expansion, they are looking to hire an experienced Regulatory Compliance professional to support their capital markets business.
Key Responsibilities
- Provide regulatory advisory to business units on applicable MAS regulations and requirements
- Ensure compliance with the Securities and Futures Act and relevant MAS Notices and Guidelines
- Monitor and assess regulatory developments, advising on impact to business operations
- Develop, review and maintain internal compliance policies and frameworks
- Support regulatory reporting, submissions and liaison with regulators and exchanges
- Participate in compliance monitoring, risk assessments and internal reviews
- Provide compliance input on new products, services and business initiatives
Requirements
- Minimum 6-10 years of compliance experience within a financial institution or CMS licensed firm
- Strong working knowledge of MAS regulations, including capital markets framework
- Experience in regulatory advisory, policy development and/or compliance monitoring
- Exposure to capital markets products such as securities, derivatives or investment products preferred
- Good stakeholder management skills and ability to work in a fast-paced environment
Additional Information
Opportunity to join a lean and dynamic team with regional exposure
Broad scope covering advisory, regulatory and business-facing responsibilities
Suitable for candidates looking to step into a hands-on, growth-oriented environment
If you are keen to explore this opportunity, please apply or reach out for a confidential discussion.
