Regulatory Compliance Manager
Job Description
- Provide regulatory advisory on MAS requirements.
- Perform gap analysis on new/revised MAS requirements.
- Maintain and review policies/procedures managed by Compliance team.
- Review marketing materials from a regulatory perspective.
- Review policies/procedures submitted by other teams.
- Design and perform compliance review.
- Assign and maintain training records.
- Prepare periodic compliance reports to Head Office.
- Disseminate MAS update to Management and relevant teams.
- Participate or support regulatory or business projects involving Compliance team.
- Ad hoc tasks as assigned by Team Head.
Requirement
- Minimum 5 years of relevant regulatory compliance experience within a Banking environment
- Comprehensive knowledge of business standards, policies and procedures in a Banking environment (Private Banking is a plus).
- Well versed in Banking Act, Securities and Futures Act (SFA) and Financial Advisers Act (FAA) advisory
- Excellent communication and presentation skills
Ready to make an impact We'd love to hear from you! Apply today by sending your resume to [Confidential Information] or click apply now!
..We regret to inform that only shortlisted candidates would be notified
Talentvis Singapore Pte Ltd | EA License No: 04C3537
EA Personnel Name: Sherwin Wong | EA Personnel No: R1770151
