- Mon - Fri
- Finance Industry
- Raffles MRT
Responsibilities
- Lead APEX's supervision of members to ensure that they are fulfilling their obligations under the APEX Trading and Clearing Rulebooks
- Review and strengthen frameworks, policies and procedures for member supervision
- Monitor members on their compliance with the relevant Trading and Clearing Rules, and carry out disciplinary actions if necessary
- Perform relevant processes under the APEX Trading Procedures and Clearing Procedures
- Develop and strengthen the compliance culture in APEX and related entities
- Review and implement policies and procedures to monitor and enhance APEX's internal controls
- Ensure APEX's compliance with regulatory obligations under the Securities and Futures Act, and related regulations, including, but not limited to, submission of regulatory returns, assessment of potential non-compliance and breaches, and supporting departments in their compliance needs
- Maintain effective communications and relationships with APEX's regulators, such as the Monetary Authority of Singapore
Requirement
- Minimum Degree or above in Accountancy
- Minimum 3 years or above in relevant working in audit firms
We regret to inform you that only shortlisted candidates will be notified.
Choek Wei Qi Joel | R1877109
Recruit Lync Pte Ltd | 22C1000
