About the company
We are partnered with a prestigious, fast-growing global High Net Worth (HNW) insurance broker known for our bespoke wealth preservation and specialist risk solutions. We serve an exclusive clientele and maintain a reputation for the highest standards of integrity, discretion, and excellence.
About the job
This is a critical, hands-on role reporting directly to the Head of Risk & Compliance. As the Regional Risk & Compliance Manager, you will be responsible for managing and executing the end-to-end compliance framework across our regional business.
Your primary responsibilities will include:
- Managing the design, implementation, and maintenance of compliance programs, policies, and procedures, with a focus on timely adoption of new local regulatory changes.
- Leading internal compliance investigations into breaches, regulatory inquiries, and potential misconduct, alongside managing corresponding remediation efforts.
- Acting as a subject matter expert, providing timely and accurate compliance advice to all internal stakeholders, including Senior Management and Sales teams, and conducting targeted compliance training.
- Assisting in identifying, assessing, and monitoring key regulatory risks across the regional business operations.
Skills and experience required
- At least 6-8 years in a dedicated Risk and Compliance function within the insurance industry or broader financial services sector.
- Strong, demonstrable knowledge of local regulatory requirements governing insurance brokers and/or financial institutions (e.g., local Monetary Authority or equivalent regulations).
- Hands-on experience in managing or actively supporting internal compliance investigations and disciplinary proceedings.
- Prior experience supporting a High Net Worth (HNW), Private Client, or Wealth Management insurance segment is a significant advantage.
- Exceptional communication, influencing, and stakeholder management skills to articulate complex regulatory issues clearly to all levels of the business.
To apply online please use the apply function, alternatively you may contact Lynette Lim.
(EA: 94C3609/ R1435181 )
