Regional Compliance Manager (Insurance Brokerage)

About the Company

Join a prestigious, global insurance brokerage specializing in delivering bespoke life insurance-based wealth and legacy planning solutions for Ultra/High Net Worth (U/HNW) individuals and families.

About the Job

You'll be responsible for maintaining and enhancing the firm's compliance framework, ensuring robust adherence to regulatory standards. Key activities include providing advisory support to the business, managing end-to-end compliance matters, including AML/CFT program, conducting internal reviews, and monitoring regulatory developments, particularly those impacting the financial advisory business in the HNW space.

Skills and Requirements

You should have a proven track record in insurance/financial advisory compliance. Essential experience includes working with High Net Worth clients and comprehensive knowledge of MAS Notice FAA-N06, with at least 8 years of experience in an insurance/financial advisory compliance role. Strong background in regulatory compliance, with excellent communication and stakeholder management skills.

To apply online please use the apply function, alternatively you may contact Lynette Lim.
(EA: 94C3609/ R1435181 )