JD for your kind reference:
- Perform second-level review of KYC and SoW assessments for accuracy, completeness, compliance and identify any potential red flags
- Validate the plausibility and coherence of Source of Wealth narratives and supporting evidence.
- Ensure that risk ratings, customer profiles, and red flags are correctly identified and addressed.
- Summarize and escalate high-risk or unclear cases to the AMLO, as appropriate with his/her recommendation
- Maintain quality assurance records and contribute to internal audit readiness.
- Provide constructive feedback to L1/L2 to improve quality and consistency.
Key Skill
- Experience with Corporate customer review or complex structure
- worked in L3 or as Compliance Officer
- Min 3 years in KYC with banks (MUST HAVE)
- SOW experience (at least 3 years)
- Banking
- Retail customer KYC / EDD
- PB/HNWI customer segment (good to have)
- KYC Holistic review
Other Details
- KYC specialist (Minimum 3+ experience) with SOW benchmarking and write-up, and risk assessment writing
- Strong analytical skills, and proficient in independently conducting SOW reviews and managing cases promptly
- Ability to perform KYC profile review holistically, ensuring information are coherent and identity any discrepancies, red flags.
- Previous experience working on the AML/KYC project in similar industry
- SME knowledge on the MAS and HKMA AML/CFT requirements
- Resources to be onsite at premises 100% of the time.
- Resourced to be onboarded onto systems
- Engagement manager to be proficient in status tracking and MI reporting to ensure accurate project monitoring and insightful data analysis
Other Skill set:
Structured & critical thinking
Efficient
Ability to work under pressure
