Junior Compliance Officer

BriefSummary

JoinanesteemedorganizationasaJuniorComplianceOfficer,whereyouwillplayavitalroleinensuringadherencetoregulatorystandardsandenhancingthecomplianceframework.Thispositionoffersanopportunitytocontributetoadynamiccomplianceteamandshapecompliancestrategies.

Responsibilities

• Assist with regulatory engagements, including managing filings, inspections, and supervisory communications.
• Conduct compliance monitoring programs such as employee compliance and control testing, along with thematic reviews.
• Enhance the compliance framework, including policies, procedures, and internal controls.
• Manage the AML/CFT framework, involving KYC processes, onboarding, and ongoing monitoring across fund structures.
• Collaborate with senior team members to provide risk-based and commercially aligned compliance advice.
• Coordinate with internal and external auditors on governance matters.
• Assess regulatory changes and implement new requirements.
• Promote a culture of compliance through training initiatives.

Requirements

• Bachelor's Degree in a relevant field.
• 4-6 years of relevant compliance experience within financial services.
• Experienced in asset management or alternative investments is advantageous.
• Positive attitude with a hands-on mindset.
• Strong analytical and detail-oriented skills, with the ability to translate requirements into practical business solutions.
• Knowledge of MAS regulations and the Singapore regulatory environment is advantageous.
• Understanding of investment products, fund structures, and cross-border regulations is beneficial.