Brief Summary:

Join an esteemed organization as a Junior Compliance Officer, where you will play a vital role in ensuring adherence to regulatory standards and enhancing the compliance framework. This position offers an opportunity to contribute to a dynamic compliance team and shape compliance strategies.

Responsibilities:

Assist with regulatory engagements, including managing filings, inspections, and supervisory communications.
Conduct compliance monitoring programs such as employee compliance and control testing, along with thematic reviews.
Enhance the compliance framework, including policies, procedures, and internal controls.
Manage the AML/CFT framework, involving KYC processes, onboarding, and ongoing monitoring across fund structures.
Collaborate with senior team members to provide risk-based and commercially aligned compliance advice.
Coordinate with internal and external auditors on governance matters.
Assess regulatory changes and implement new requirements.
Promote a culture of compliance through training initiatives.

Requirements:

Bachelor's Degree in a relevant field.
4-6 years of relevant compliance experience within financial services.
Experienced in asset management or alternative investments is advantageous.
Positive attitude with a hands-on mindset.
Strong analytical and detail-oriented skills, with the ability to translate requirements into practical business solutions.
Knowledge of MAS regulations and the Singapore regulatory environment is advantageous.
Understanding of investment products, fund structures, and cross-border regulations is beneficial.

Thank you for your application but we regret only shortlisted applicants will be notified.

PERSOL Singapore Pte Ltd | EA License No. 01C4394 • UEN No. 200007268E

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Junior Compliance Officer (Asset management)