Our client in the financial services sector is seeking an Investment Monitoring Analyst on a 6-month contract to join their Investment Monitoring Team. This role plays a critical part in ensuring that all investment activities comply with regulatory standards, client mandates, and internal policies.
Key Responsibilities
- Monitor daily trades (pre- and post-execution) to ensure compliance with investment guidelines.
- Identify, report, and escalate any compliance breaches to portfolio managers, clients, and regulators as necessary.
- Maintain accurate documentation of breaches, compliance checks, and resolutions.
- Provide compliance advice and guidance to fund managers before trade execution.
- Collaborate with trustees, custodians, and internal teams to maintain fund compliance.
- Support audits, regulatory inspections, and client reporting requirements.
- Drive improvements in monitoring processes through technology and automation.
- Oversee securities lending compliance and derivatives exposure checks.
- Review and test rule coding in Aladdin to ensure accuracy and effectiveness.
Skills & Qualifications
- Bachelors degree in Finance, Business, or Accountancy.
- Minimum of 5 years of investment compliance experience.
- Strong knowledge of MAS, UCITS, and regional regulations across Asia.
- Proficiency with BlackRock Aladdin compliance modules.
- Excellent analytical skills, attention to detail, and ability to work under pressure.
- Strong communication skills in English (additional Asian languages are a plus).
Personal Attributes
- Diligent, detail-oriented, and adaptable under high-pressure situations.
- Proactive problem-solver with a forward-looking mindset.
- Independent, resourceful, and confident in working with diverse stakeholders.
