About Tiger Brokers
Tiger Brokers is a leading online brokerage firm dedicated to making investing more efficient and accessible for all. With a strong emphasis on technology, innovation, and user experience, we provide cutting-edge trading platforms and tools to empower investors in Singapore and beyond.
Responsibilities
- Review client KYC documentation and support CDD/EDD review for retail and institutional accounts, including identity verification, source of funds/wealth information, and completeness checks, in accordance with AML/CFT policies and regulatory requirements.
- Conduct review of transaction monitoring, trade surveillance, name screening, and share transfer alerts on a daily and monthly basis and escalate alerts with potential financial crime risks for further investigation.
- Assist in the preparation of investigation summaries by gathering relevant information, transaction data, and supporting documents.
- Support the preparation and filing of Suspicious Transaction Reports (STRs) on a timely matter.
- Provide AML/CFT guidance to internal stakeholders on documentation requirements and standard onboarding or review processes.
- Assist in the preparation of routine FCC management information including statistics on onboarding reviews, alerts, and escalations.
- Participate in FCC training sessions and stay updated on internal AML/CFT policies, procedures, and regulatory updates relevant to assigned tasks.
- Support ad-hoc FCC tasks, internal reviews, audits, and regulatory information requests as assigned.
Qualifications
Experience
- Fresh graduates are welcome; 02 years of experience in Financial Crime Compliance, AML/CFT, or regulatory compliance within the financial services industry (e.g. banking, securities, fintech, payments) is an advantage but not mandatory.
- Basic understanding of AML/CFT concepts and financial crime risks.
- Familiarity with MAS AML/CFT requirements and AML/CFT-related certifications (e.g. CAMS, ICA) is an advantage.
Skills
- Strong analytical and critical-thinking skills with attention to detail.
- Ability to review documents and transactional information in a structured and methodical manner.
- Willingness to learn investigation techniques and regulatory reporting requirements.
Education
- Bachelor's degree in Banking and Finance, Law, Business Administration, Accountancy, or a related discipline.
Communication
- Good written and verbal communication skills in English.
- Proficiency in Mandarin is an advantage for reviewing client documentation and communicating with Mandarin-speaking stakeholders.
