Director, Research & Regulation Group

Risk Control Framework

Enhance the risk control framework to ensure it stays relevant to the needs of the organization

Maintain governance and oversight over 1 LoD providing guidance where necessary

Represent the interests of 1 LoD and handle with requests from front office such as enhancements on process, procedures and systems.

Develop and strong relationship with 1 LoD stakeholders

Review, develop and enhance risk controls for 1 LoD

Deliver training and communication on risk and compliance matters to business / stakeholders when needed

Policy Management

Manage the Banks Policy Management system

Develop, assess, and revise bank policies by collaborating with relevant departments

Maintain oversight over the Policy process and implement controls where necessary

Project Management

Proactively identify areas for improvement in processes and systems

Manage ad-hoc projects to improve processes at SMBC APD

Job Requirements

Bachelor's degree in Risk Management, Business Administration, Finance, or a related field.

Proven experience in compliance, risk management and policy management within the banking or financial services industry.

Excellent analytical, communication, and interpersonal skills.

Strong stakeholder and presentation skills

Strong attention to detail and ability to work collaboratively in a team-oriented environment.

Knowledge of relevant regulations and standards applicable to the banking industry.

Proficient in Microsoft Word, Excel, PowerPoint