Control Room Compliance

about the company

Our client is an established international financial services institution with an extensive presence across the region.

about the job

• Oversee control room protocols, manage information barrier restrictions, and supervise wall-crossing procedures alongside restricted list administration.

• Perform conflict of interest assessments and evaluate transaction deals to detect and resolve potential organizational conflicts.

• Direct trade surveillance operations and communications monitoring to maintain compliance with market abuse regulations.

• Administer client onboarding governance and ongoing due diligence assessments in accordance with prevailing anti-money laundering standards.

skills and experience required

• Minimum 8 years of experience handling control room responsibilities within an investment bank or capital markets institution

• Sound working knowledge of local capital markets statutory regulations and regulatory supervisory frameworks.

• Strong collaboration and communication abilities to partner effectively with diverse internal and external stakeholders.

• Analytical mindset with high attention to detail in handling confidential information and conflict management.

To apply online please use the apply function, alternatively you may contact at .
(EA: 94C3609/ )