We are supporting a growing investment platform in the search for a Compliance & Risk Manager to take full ownership of the firm's compliance and risk framework.
This is a hands-on, sole contributor role with broad exposure across regulatory compliance, investment oversight, and enterprise risk, working closely with senior stakeholders in a fast-paced environment.
Responsibilities
- Oversee and maintain the firm's compliance and risk framework in line with regulatory requirements
- Manage regulatory obligations, reporting, and interactions with regulators
- Conduct investment/trade compliance monitoring and ensure adherence to mandates and internal policies
- Oversee client onboarding, KYC reviews, and advisory compliance processes
- Develop and maintain risk frameworks, risk registers, and control measures
- Provide compliance advisory to internal stakeholders and support business initiatives
- Lead compliance monitoring, internal reviews, and staff training programmes
Requirements
- 8 years of experience in compliance and/or risk within investment management, advisory portfolio management, or regulated financial institutions
- Strong understanding of regulatory frameworks, AML/CFT, and investment-related compliance
- Experience in trade/investment compliance and client onboarding processes
- Comfortable operating as a sole contributor with a hands-on approach
- Strong stakeholder management and communication skills
- Detail-oriented, proactive, and able to work in a fast-paced environment
