Our client is an elite Private Banking institution with a long-standing commitment to the Asia-Pacific region. They are currently seeking a high-caliber Director of Regulatory Compliance to lead their compliance function in Singapore.
This is a pivotal role for a strategic leader who can navigate the complexities of both Swiss banking traditions and the rigorous regulatory environment of the Monetary Authority of Singapore (MAS). You will be responsible for ensuring the bank's operations remain beyond reproach while supporting the sustainable growth of the Singapore hub.
Key Responsibilities
- Regulatory Strategy: Lead the interpretation and implementation of new and existing MAS regulations (including the Financial Advisers Act and Securities and Futures Act).
- Liaison & Reporting: Act as the primary point of contact for MAS and other local authorities. Manage all regulatory filings, inquiries, and onsite inspections.
- Advisory: Provide senior-level guidance to the Board and Relationship Managers on regulatory implications for new products, business initiatives, and cross-border activities.
- Framework Oversight: Maintain and enhance the local Compliance Management Framework, ensuring it aligns with both Group standards and local statutory requirements.
- Governance: Oversee the compliance monitoring program, identifying potential gaps in controls and driving remedial actions across the front and back office.
Your Profile
- Experience: 8+ years of compliance experience within Private Banking or Wealth Managemen
- Regulatory Expertise: Comprehensive knowledge of the Singapore regulatory landscape (MAS) and a strong understanding of international standards (e.g., Basel, OECD). Experience with Swiss regulatory expectations is a significant plus.
- Leadership: A proven track record of managing high-performing teams and influencing C-suite stakeholders with confidence and diplomacy.
- Education: A University degree in Law, Finance, or a related discipline. Relevant professional certifications (e.g., IBF, ACAMS) are highly desirable.
- Attributes: Exceptional analytical skills, a high level of integrity, and the ability to thrive in a boutique, high-touch service environment.
