Brief Summary
Join a dynamic team focused on compliance and operational excellence in the financial services sector. This position offers an opportunity to engage in compliance activities, daily trading operations, and office administration.
Responsibilities
- Support day-to-day compliance tasks, including KYC/CDD, counterparty onboarding, and maintenance of regulatory records. Assist with regulatory filings, audits, compliance reviews, and internal controls. Support daily trading operations, including trade checks, reconciliations, and resolution of operational discrepancies. Maintain accurate compliance documentation and coordinate with internal teams and external service providers. Assist with general office administration and process improvements as needed.
Requirements
- Bachelor's degree in Finance, Business, Accounting, Economics, Law, or a related discipline. Detail-oriented, organized, and analytical with a strong sense of integrity and responsibility. Good communication and interpersonal skills, able to work effectively in a fast-paced environment. Strong academic track record, demonstrating analytical and problem-solving abilities. Prior internship or experience in compliance, trading operations, or financial markets is advantageous. Comfortable working with data and technology proficiency in Excel and familiarity with automation tools is beneficial. Strong attention to detail and sound judgement, with the ability to address issues when necessary.
