Roles & Responsibilities
Job Summary
Ensure the fund management company operates in compliance with MAS regulations, fund-specific guidelines, and internal policies while supporting client onboarding and operational excellence.
Responsibilities
- Ensure compliance of fund management operations with MAS regulations, fund-specific guidelines, and internal policies to mitigate regulatory risks
- Monitor and review fund operations, investment activities, and reporting procedures to maintain regulatory adherence and operational integrity
- Support relationship managers by facilitating client onboarding, managing accounts, and delivering investor servicing to enhance client satisfaction
Liaise with regulators on regulatory requirements and compliance filing - Manage and update the firm's compliance policies and framework
- Work with other teams on KYC/AML review on investors, CRS/FATCA filing
- Keep track of new regulatory development and provide updates to the firm
- Identify any potential compliance issues and provide solutions to the business
- Update and advise the management on compliance issue and ensure the firm is in line with the regulatory standard and requirements
- Provide compliance training and updates to the firm's employees
- Participate in compliance projects, internal audit, when necessary
- Maintain accurate and up-to-date client records and ensure timely, clear communication with clients to support relationship management
- Execute ad-hoc administrative tasks efficiently to enhance overall team productivity and operational support
Preferred competencies and qualifications
- 5 years of manager-level experience in a fund management company in Singapore (preferred, not a must)
- At least three years of Compliance experience in Fund / Asset Management industry
- Bachelor's degree or other tertiary qualification, preferably with a relevant compliance certification.
- Strong understanding of regulatory framework
- Good communication and presentation skills
- Highly organized with ability to manage multiple priorities under tight deadlines.
