Support the compliance function with a focus on AML and transaction monitoring. This role ensures adherence to local regulatory requirements and internal risk management policies, while providing guidance to internal teams and clients.
Key Responsibilities
- Conduct AML checks, client due diligence, and ongoing transaction monitoring.
- Verify client data and documentation; ensure compliance with regulatory and internal standards.
- Identify, investigate, and escalate unusual or suspicious activities.
- Manage compliance case load, tracking reviews and follow-ups to completion.
- Liaise with internal teams (e.g., Sales, Product, Legal) to resolve compliance or documentation queries.
- Maintain compliance inbox and respond to stakeholder queries in a timely manner.
- Support senior compliance leadership in audits, reviews, and regulatory reporting.
- Contribute to process improvements to strengthen compliance controls and efficiency.
Requirements
- 2+ years compliance experience across financial services sector
- Strong background in AML/CFT regulations, etc
- Proficiency with compliance systems
EA License: 23S1921
EA Reg ID: R2198337
