Compliance Officer - Periodic Review AVP, Private Bank

We are partnering an established international private bank to hire a Compliance Officer for their Periodic Review team. The role sits within Compliance and focuses on client due diligence reviews for high-risk private banking clients, including PEPs and complex Source of Wealth matters.

The Role

You will assess higher-risk client profiles and work closely with Front Office, Business Management and Compliance stakeholders to ensure thorough AML / CDD reviews.

Key responsibilities include:

• Perform due diligence reviews on high-risk clients and PEPs
• Assess Source of Wealth plausibility and independent corroboration
• Conduct screening and first-level assessment on account parties and related entities
• Document AML, reputational and sanctions-related risk considerations
• Provide guidance to stakeholders on due diligence standards and policy expectations
• Work with Relationship Managers, Business Managers and Compliance teams on review outcomes
• Support audits, inspections, regulatory reporting and process enhancement projects

Your Profile

• Private banking PEP review experience is a must-have
• Strong understanding of Source of Wealth, PEPs, screening and client risk assessment
• Able to articulate risks clearly and document assessment rationale well
• Strong stakeholder management skills across Front Office and Compliance
• Detail-oriented, mature and comfortable handling sensitive client matters

Apply Today

Please send your resume to Sarah Sim at [Confidential Information], quoting Compliance Officer – Periodic Review AVP. Only shortlisted candidates will be contacted.

Licence No: 24S2395

Registration No: R21102761