Compliance Officer

Full-time on site

This is a key role, based in Singapore, working within a rapidly growing global commodities brokerage firm headquartered in London. The role requires a range of compliance skills and knowledge, theability to manage priorities, and to quickly become familiar with new compliance requirements.

The role involves, but is not limited to:

. Primarily, compliance advisory for thebrokers and Operations team in Singapore

. Working closely with the Londoncompliance team to support compliance with the firm's regulatory monitoringrequirements, including:

o Review of late trade reports andfollow-up as appropriate

o Monthly monitoring of trades (audittrails/trade reconstructions)

o Communications monitoring

. Conducting regulatory certification /registration processes in compliance with FCA/NFA requirements

. Maintenance of all relevant complianceregisters, records, and files

. Assisting with responses to regulatoryinquiries

. Additional ad hoc projects and work asrequested by the Senior Compliance Officer or Senior Management

Candidate Requirements:

. Minimum of 3 years complianceexperience in the financial services industry, preferably within aninstitutional brokerage environment.

. An understanding of commodityderivative products is essential in particular, oil markets

. Good knowledge and understanding of:

o FCA regulations, preferably CFTC/NFArules as well

o ICE and CME exchange rules,particularly as they pertain to block futures trades

. Strong communication skills, bothwritten and verbal

. Strong interpersonal skills and apositive can-do attitude

. Good time management andprioritization skills

. Ability to work in a fast-pacedenvironment

. Strong analytical skills andattention to detail