As the lead Compliance officer for our Singapore office, you will own the regulatory framework for a high-growth, tech-driven HFT firm. This is a First-in-Country style role with significant autonomy, reporting to the Global General Counsel.
【Key Responsibilities】
- MAS Liaison: Serve as the designated compliance head; manage all LFMC license requirements, filings, and MAS inspections.
- HFT Surveillance: Build and oversee trading surveillance systems to monitor algorithmic strategies for market conduct (spoofing, front-running, etc.).
- Strategic Advisory: Provide compliance guidance on new digital assets, algorithmic products, and cross-border trading structures.
- Financial Crime: Act as the firm's MLRO, overseeing AML/CFT and KYC frameworks.
【Requirements】
- Track Record: 7+ years in compliance, with at least 3 years in a MAS-licensed LFMC environment (Mandatory).
- Regulatory DNA: Deep expertise in the Securities and Futures Act (SFA) and MAS Fund Management guidelines.
- Market Savvy: Strong understanding of market microstructure; experience in Quant/HFT/Electronic trading firms is highly preferred.
- Soft Skills: Must be comfortable in a fast-paced, flat tech environment.
- Proficiency in English and Mandarin is required to liaise with English- and Mandarin-speaking stakeholders effectively.
