Job Description:
Our client is a well-established financial services firm headquartered in Singapore. They are now seeking an experienced Compliance Officer to join their team. The Compliance Officer will be responsible for ensuring the company's operations are in full compliance with regulatory requirements and internal policies. This includes managing compliance programs, providing guidance to business units, and liaising with regulators.
Key Responsibilities:
- Develop, implement, and maintain compliance policies and procedures in line with regulatory requirements
- Conduct compliance risk assessments, monitoring, and testing to identify and mitigate potential risks
- Advise business units on regulatory changes and assist in interpreting and applying new rules
- Coordinate and respond to audits, regulatory inspections, and inquiries
- Review and approve product documentation, marketing materials, and customer communications for compliance accuracy
- Provide compliance training and awareness programs across business functions
- Maintain and enhance internal controls related to AML/CFT, data privacy, and customer protection
- Prepare regular compliance reports for senior management and regulatory bodies
Requirements:
- Bachelor's degree in Law, Finance, Business, or a related field CAMS, ICA, or other compliance certifications preferred
- 3-5 years of experience in compliance role within a retail bank or financial institution
- In-depth knowledge of banking regulations and guidelines issued by [e.g., MAS, HKMA, BNM, depending on location]
- Good understanding of AML/CFT, data protection, consumer banking laws, and conduct risk
- Excellent communication and interpersonal skills to work with business and regulatory stakeholders
- High attention to detail, analytical thinking, and strong ethical judgment
EA Licence No: 23S1615
