Compliance Officer, Asset Management

A growing investment management firm is seeking a Compliance Officer to join its Singapore office. This is an excellent opportunity for a compliance professional looking to gain broad exposure across regulatory compliance, governance, monitoring, AML/CFT, personal account dealing, regulatory reporting, and operational risk within a dynamic and entrepreneurial asset management environment. The role supports both Singapore and international regulatory obligations and offers direct exposure to senior management and key business stakeholders.

Key Responsibilities

• Support the administration and enhancement of the firm's compliance framework, policies, and procedures.
• Conduct compliance monitoring, testing, and periodic reviews of internal controls.
• Assist with regulatory filings, notifications, and reporting obligations.
• Monitor regulatory developments and assess their impact on the business.
• Administer employee compliance matters, including personal account dealing, conflicts of interest, and compliance training.
• Support AML/CFT, sanctions, investor onboarding, and ongoing due diligence activities.

Requirements

• Degree with 2-6 years of relevant compliance experience within compliance consulting, big 4 regulatory advisory, asset management, investment management, banking, or financial services.
• Strong understanding of regulatory compliance, governance, and risk management principles.

Consultant Registration No. R1332494

Singapore Employment Agency License No: 16S8069

Privacy Statement: By submitting an application and sharing your personal information with us, you consent to such information being collected, held, used and disclosed in accordance with our Privacy Policy (https://www.wilsonhr.com/privacy-policy)