Compliance Manager (6 Months)

Regulatory Management: Guarantee full adherence to statutory requirements in Singapore and Australia, with a focus on licensing maintenance, statutory reporting, individual filings, and managing regulatory audits or inquiries.

Monitoring & Oversight: Continuously track and evaluate the firm's alignment with licensing conditions and ongoing regulatory obligations.

Financial Crime Prevention: Direct the execution of Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) protocols.

Data Privacy Leadership: Act as the primary liaison with the PDPC, developing and upholding data protection frameworks to ensure total compliance with PDPA standards.

Policy Development: Construct and refine compliance manuals, internal controls, and operational procedures to mirror current regulatory landscapes.

Advisory Services: Serve as a subject matter expert for the front office and senior leadership, providing guidance on product launches, new business ventures, and APAC cross-border marketing restrictions.

Training & Education: Design and deliver comprehensive compliance training programs for the regional workforce.

Marketing & Fund Oversight: Vet regional marketing collateral and client communications while supervising fund registration and filing workflows.

To apply online please use the apply function.

(EA: 94C3609/ R24124496)