Job Overview
As a member of the Compliance team, you shall assist in implementing the company's compliance and risk management program to ensure compliance with regulatory requirements and internal procedures.
Responsibilities
- Conduct compliance checks on Customer Due Diligence (CDD) reviews of new and existing customers.
- Handle general enquiries, on AML/CFT procedures for customer risk assessment and name screening.
- Provide guidance on matters related to the automated CDD system.
- Assist in updating internal procedures to ensure compliance with regulatory requirements and applicable standards.
- Assess the monitoring of customer activities and prepare reports for escalation to Management.
- Develop training materials and conduct briefing to promote staff's understanding of regulatory requirements and their responsibilities.
- Assist in co-ordinating information requests.
- Participate in AML/CFT projects and assist in data analysis.
- Undertake ad-hoc tasks as assigned from time to time.
Requirements
- Bachelor's degree or equivalent.
- Experience in AML/CFT and Audit is a plus but not essential.
- Strong written and verbal communication skills.
- Proficient in Microsoft Excel, Word and PowerPoint.
- Meticulous with strong attention to detail.
- Willingness to learn and adapt on the job.
