Search by job, company or skills

T

Compliance Generalist

4-10 Years
new job description bg glownew job description bg glownew job description bg svg
  • Posted 16 hours ago
  • Be among the first 10 applicants
Early Applicant

Job Description

An established brokerage is looking to hire an expansion headcount due to growth and expansion into other markets.

Headquartered in Singapore, the compliance team has global coverage so this opportunity will offer exposure towards regulations across multiple jurisdictions.

Please contact Shingo Wong by emailing your cv directly in word format with job reference no. JOB-15956 to [Confidential Information].

Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days we regret to inform you that your application for this position was unsuccessful.

EA License Number: 16S8131

Recruiter License Number: R1545180

[HIDDEN TEXT]

Key responsibilities

  • Keep abreast of regulatory developments across different jurisdictions to ensure consistent upkeep of the compliance frameworks to be in line with regulatory requirements.
  • Advise the business on regulatory compliance, AML requirements and market best practices.
  • Contribute to global compliance initiatives to enhance corporate governance, reporting, and monitoring processes.
  • Assist in liaising with regulators across locations on regulatory matters.

Role requirements

  • Between 4-10 years of compliance experience in the financial services sector, ideally from a brokerage background or a fast-paced environment such as Fintech or Digital Banks.
  • Experience across both regulatory compliance and AML will be advantageous but training can be provided for the successful candidate to grow into the role if he/she has the right attitude.
  • Ability to work independently.

More Info

Job ID: 139047337

Similar Jobs