Compliance Executive
Compliance Executive
acca careersFresher
- Posted a day ago
- Be among the first 10 applicants
Job Description
About The Company
A prominent financial advisory firm in Singapore committed to operational excellence and continuous professional advancement for its talent.
About The Job
This role offers a strategic opportunity to take end-to-end ownership of governance functions while serving as a trusted advisor to enable business growth across the organization.
You will join an agile, collaborative risk and compliance team that values strategic partnership, offering direct exposure to senior leadership and cross-functional business stakeholders.
Skills And Experience Required
(EA: 94C3609/ R1435181 )
A prominent financial advisory firm in Singapore committed to operational excellence and continuous professional advancement for its talent.
About The Job
This role offers a strategic opportunity to take end-to-end ownership of governance functions while serving as a trusted advisor to enable business growth across the organization.
- Lead comprehensive Balanced Scorecard audit processes, evaluating sales documentation and managing remediation workflows to ensure total regulatory alignment.
- Drive regulatory compliance mechanisms by interpreting FAA, PDPA, and MAS notices to ensure seamless operational implementation.
- Oversee full representative lifecycle governance, handling compliance approvals and risk assessments across onboarding, maintenance, and offboarding stages.
- Spearhead internal investigations into regulatory breaches and client grievances, conducting objective interviews and root-cause analyses.
- Optimize marketing governance and vendor management by evaluating promotional collateral and executing thorough due diligence on commercial partners.
You will join an agile, collaborative risk and compliance team that values strategic partnership, offering direct exposure to senior leadership and cross-functional business stakeholders.
Skills And Experience Required
- In-depth command of MAS regulatory directives, including the Financial Advisers Act (FAA) and Personal Data Protection Act (PDPA).
- Proven track record in executing Balanced Scorecard (BSC) assessments and sales quality reviews within regulated environments.
- Established compliance background in the financial advisory or insurance sectors.
- Demonstrated resilience, sharp investigative capabilities, and a commitment to maintaining rigorous ethical standards under pressure.
- Strong stakeholder engagement ability to build constructive working relationships across diverse representative groups.
(EA: 94C3609/ R1435181 )
More Info
Job Type:
Industry:
Function:
Employment Type:
Key Skills
Marketing governance
Sales quality reviews
Risk assessments
MAS regulatory directives
Balanced Scorecard (BSC) assessments
Governance functions
Financial Advisers Act (FAA)
Personal Data Protection Act (PDPA)
About Company
Skills:
Aml, Ms Office, professional standards, CFT, Regulatory Reporting, Compliance processes, Regulatory Compliance
Skills:
Know Your Client - KYC, Aml, Asset Management, Financial Services, Computer Proficiency, Banking, Compliance Organization, Corporate Advisory, Attention To Detail, Insurance industry, Regulatory Compliance, Securities, Due Diligence
Skills:
learning management system , regulatory frameworks, fraud risk management, risk internal controls, compliance sanctions, compliance functions, Investigations, anti-money laundering legislation
Skills:
compliance monitoring , Aml, Microsoft Office, Excel, risk management, Word, CFT, Kyc, internal control processes, Regulatory Compliance
Skills:
Risk assessments