Job Description

Position: Compliance Associate - Audit / Regulatory Compliance
Location: Central - Near Raffles Place MRT
Working Hours: Monday to Friday, 9.00am to 6.00pm
Salary (commensurate with experience): $S4,000 - $S$4,400 per month + Performance Bonus
Benefits: 14 Days Annual Leave
Duration: Permanent / Full-Time
Industry: Professional Services / Regulatory Compliance

Career Transition Opportunity

Candidates with audit experience who are looking to transition into regulatory compliance are encouraged to apply. Prior regulatory compliance and/or AML/CFT experience would be advantageous but is not mandatory, as candidates with strong audit, risk assessment, controls review and analytical experience will also be considered.

Main Responsibilities:

Support day-to-day regulatory compliance and AML/CFT activities.
Review Client Due Diligence (CDD) documents and assess client risk classifications.
Review screening alerts relating to sanctions, Politically Exposed Persons (PEPs) and adverse news.
Support Enhanced Due Diligence (EDD) and appropriate risk mitigation measures.
Assist in compliance monitoring, testing, documentation and preparation of reports.
Keep abreast of relevant regulatory developments in Singapore and Hong Kong.
Support updates to compliance policies, procedures and internal controls.
Coordinate information requests from regulators, auditors and relevant stakeholders.

Requirements:

Degree in Accountancy, Finance, Business, Law or a related discipline.
Minimum 2 years of audit experience gained in a professional services firm or large organisation.
Regulatory Compliance and/or AML/CFT experience will be an advantage.
Strong analytical skills with good attention to detail.
Good written and spoken English, with the ability to prepare clear compliance documentation and communicate effectively with clients, regulators, auditors and internal stakeholders.
Able to manage multiple priorities and work independently.

Email to: [Confidential Information] for more information.

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...We do not charge our candidates nor bind them with any contract....

Diana Okta Tio

Deputy Consulting Director (APAC)

Reg no.: R2094678

EA No: 13C6684

Thank you for your interest in this position. Our shortlisting period is 3 working days. Only shortlisted candidates will be contacted for further consideration.

If you do not receive communication from us within this timeframe, it's likely that your application has not been shortlisted by our client. In such cases, we recommend that you continue your job search to maximize your opportunities. We wish you all the best and should we have any suitable roles that match your experiences/ qualifications/ preferences, we will reach out to you.