Compliance and Middle Office Executive

Job Scope

• Perform KYC/CDD/IPPC checking functions including periodic review and updates to ensure relevancy of client onboarded documents and supporting agreements in client and vendor counterparty data base.
• Monitor IPPC risk compliance and provide internal training, reporting and prepare/submit external regulatory filings.
• Perform inventory management reconciliation and maintenance.
• Assist the front and back-office teams for smooth daily operations and other ad-hoc task projects.

Requirements

• Focus is more on inventory wealth storage clients visit and management
• Compliance is secondary
• Experience in the banking or financial services industry preferred not mandatory
• Problem solver with self-directed initiative
• Responsible team player with collaborative mindset